Mike Booth, Partner of Regulatory Solutions at MJ Hudson will host a webinar to discuss 'Management and marketing of private funds in the UK: The impact of the consumer duty and new financial promotion regime'.
This webinar will discuss how the management and marketing of private funds in the UK will be impacted by:
- FCA Policy Statement 22/10: Strengthening our financial promotion rules for high-risk investments.
- HMT Financial Promotion Exemptions for High-Net-Worth Individuals and Sophisticated Investors.
- FCA Policy Statement: A new Consumer Duty.
- FCA Finalised Guidance: FG22/5 Final non-Handbook Guidance for firms on the Consumer Duty.
We will provide an overview of the impact each of the above areas, discus when each will apply and what the piratical steps are to implementation.
An implementation “to-do” list will be provided via email to all those registered for the session.
This session is for the following teams:
- Investor relations
- Fund structuring
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