Mike joined MJ Hudson in the Autumn of 2019 and heads up our Regulatory solutions practice which includes both its appointed representative solutions and its regulatory consulting practice. He also acts as the Head of Compliance for MJ Hudson’s two FCA regulated entities.
Mike initially trained at Deloitte and was there for 8 years. Prior to joining MJ Hudson, he was a UK Regulatory Director at Eversheds Sutherland for 4 years. He has also spent 14+ months working at the financial services authority.
Recent client work
- crypto exchange: providing regulatory and financial crime advice to a cryptoasset business to obtain the necessary licences from the Financial Conduct Authority
- loan and Investment Based Crowd-funding platform: working with investment, finance and compliance teams to produce a wind-down plan for the firm’s two business lines
- infrastructure Fund Manager: providing advice on the marketing of investments funds in the EU
- client money and assets: advising various private equity and venture capital firms on matters arising due to recent audits of their client money and safeguarding arrangements
Mike is married with a three-year-old daughter, he enjoys playing tennis at his local club, swimming, walking and reading. Mike used to camp out at Wimbledon for many years to get tickets before his aging body decided that this was no longer a good idea.
“Europe regulator warns of conflicts of interest between risk and portfolio managers in AIFMD delegation model.”