Regulatory capital – Top 10 tips

In this piece we discuss the FCA’s focus for the year ahead and what FCA authorised firms should be thinking about in regard to the impact of COVID-19 on their regulatory capital position. We hosted a webinar on regulatory capital – COVID-19 – How may it impact your regulatory capital position – Thursday, 30 Apr…

The Senior Managers and Certification Regime: What does it mean for alt asset managers?

Over the next two years the Senior Managers and Certification Regime will progressively cover the whole of the UK financial services industry (other than the insurance sector), replacing the Approved Persons Regime (APR). What can private equity and hedge fund managers expect? Out with the old, in with the new Over the next two years…

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